NOTICE OF PRIVACY PRACTICES
Stacey Braun Associates, Inc.
July 2006

Stacey Braun Associates, Inc. is committed to maintaining customer confidentiality. Title V of the Gramm-Leach-Bliley Act of 1999 and the Securities and Exchange Commission’s Regulations S-P (17 C.F.R. Part 248, effective 7-1-2001) require that we provide our customers with a notice explaining how we treat nonpublic personal information. We appreciate this opportunity to clarify our privacy practices for you as a result of this law.

• Categories of Information We Collect: As part of our business, we obtain certain “nonpublic personal information” about you, which for ease of reading we will refer to as “Customer Information” in this notice. We collect Customer Information about you from the following sources: information we receive from you on applications or other forms; and information about your transactions with us or others.
• Confidentiality and Security of Customer Information: We restrict access to Customer Information to authorized individuals who need to know this information to provide services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to protect your Customer Information.
• Categories of Information We Disclose: We do not disclose Customer Information about you to anyone, except as permitted or required by law. We may, for example, share information with non affiliated third parties at your direction or in order to service your account or process transactions for you.
• Former Customers: If you are no longer a customer of Stacey Braun, we will continue to treat all nonpublic personal information about you as set forth in this Notice.